Back REPORT: A research-intensive university

REPORT: A research-intensive university

UPF's results in the European Commission's 7th Framework Programme validate the institution's strategy of promoting research. With 1% of the Spanish university system's teaching staff, UPF obtained 10% of all the funding with which the European Commission (EC) provided Spain's universities through this program.
23.12.2014

 

Despite representing just 1% of the Spanish university system's teaching staff, UPF obtained 10% of all the funding with which the European Commission (EC) provided Spain's universities through its 7th Framework Programme (FP7). That statistic reflects "our research staff's high productivity levels compared to the average", according to Francesc Posas, vice-rector for Science Policy.

As the EC's main instrument for financing European research and development in the 2007-2013 period, FP7 "has been vitally important to UPF, because it has marked the beginning of our transition to a genuine research university, with results that have catapulted us into Europe's top division", states Àngel Lozano, vice-rector for Research.

In comparison to FP6, the EC's previous framework programme, UPF enjoyed a greater increase in funds for research activities than any other European university. The overall sum it obtained multiplied sixfold to stand at over €75 million, while the success rate of its applications for funding rose from 15% to 21%, with a total of 145 projects receiving financing.

  • FP7's structure
  • Focus on Europe
  • Efficient management
  • Horizon 2020: what lies ahead?
  • Attracting talent: a priority
  • Four of UPF's FP7's projects
    • LEAP
    • PRIMATESVs
    • Comp Music
    • IMPART

 

FP7's structure

"FP7 had a budget of more than €50 billion and was divided into 4 specific programmes, Cooperation, People, Ideas-ERC and Capacities", explains Eva Martín, the head of UPF's Research Service. The Cooperation programme, the core of FP7, fostered collaborative research across Europe and with other partner countries in a number of thematic areas, including information and communication technologies (ICTs), and socioeconomic sciences and the humanities. UPF is participating in 65 Cooperation projects and is coordinating 18 of them (15 in the ICTs area and 3 in that of health).

The aim of the People programme was to provide researchers within and beyond the European Union with support for mobility and career development. It was implemented via a set of Marie Curie actions designed to help researchers reinforce their skills and competences throughout their careers.

The Ideas-ERC (European Research Council) programme "fit UPF like a glove in terms of the type of researchers we have and aim to attract, people who are renowned in their fields, highly international, and very capable of working independently and managing ambitious projects", says Lozano. The number of grants obtained in this category has actually become a benchmark for gauging the quality of the institution's research and its impact worldwide.

In that regard, UPF is Spain's highest-ranking university and competes with the leading institutions at the European level. It obtained a total of 19 grants for 'frontier research', FP7's main new aspect.

Lastly, the Capacities programme sought to help strengthen and make the most of the research capabilities Europe requires to become a thriving knowledge-based economy. It encompassed areas such as research infrastructures, research for the benefit of SMEs, and science in society. UPF secured 15 grants in this category.

Focus on Europe

Posas is convinced that internationalization is the key to maintaining quality standards in research. It "not only greatly facilitates success when applying for funding in cases requiring consortia and networks; first and foremost, it facilitates success in general, as it means we're open to the world rather than restricting ourselves to our own talent pool", he declares.

Comparative data on the funds UPF has received also suggests that internationalization is the way forward. The Spanish administration, through the National Scientific and Technical Research Plan of the Ministry of the Economy and Competitiveness (MINECO), was the University's main source of income for research in 2009. In 2013, however, it was UPF's least significant source of such income.

In contrast, funding from the European administration has more than doubled over the last five years to become the University's leading source of research money. With the data in question in mind, "we're focusing on Europe, particularly where large, ambitious projects are concerned", comments Lozano. "Funding from the Spanish and Catalan authorities has either been frozen or substantially reduced", he explains.

Efficient management

None of all this would be possible without the good management that UPF's Research Service is tasked with providing. "We offer researchers advice on and help with identifying the most appropriate sources of funding for their type of project, as well as support for writing up applications", states Martín. "During the FP7 funding period, we introduced research promoters on each campus, specialists who are familiar with each area's researchers", adds
Lozano. "They monitor calls for applications, encourage our research groups to respond to such calls, and help them to do so."

The Research Service also carries out activities for making researchers aware of the importance of actively seeking funding. "We work with different stakeholders, including the EC, the Agency for the Management of University and Research Grants, the Catalan business support agency ACC1Ó and the Spanish Foundation for Science and Technology to organize information days for letting researchers know about funding opportunities and reflecting on various initiatives", says Martín. Such events have notably included ERCday in 2012 and a day on the Horizon 2020 research programme's social sciences and humanities area in January this year.

Additionally, the Research Service monitors each project's progress. " We make sure deadlines are met and the necessary administrative procedures undertaken to ensure that negotiations are successful and projects can begin", explains Martín. "We also provide management support for researchers for the entire duration of their project, keep track of finances and prepare documentation to justify expenditure."

Horizon 2020: what lies ahead?

Although some of the projects funded via FP7 will run until 2019, the programme is now over. UPF has therefore turned its attention to Horizon 2020, the EC's new instrument for financing research and innovation, which, as Martín observes, "entails an evolution of FP7 and is divided into three separate sections, Excellent Science, Industrial Leadership and Societal Challenges".

The University is approaching Horizon 2020 "with a burning desire to keep on improving our success rate", affirms Lozano. "We want this to be the framework programme that consolidates UPF's position in the Champions League of research", he remarks. At the same time, the institution is aware of the challenges it faces. According to Posas, they consist of " retaining our finest researchers against a backdrop of extreme competition from universities
and centres with greater resources, in the USA and Asia as well as in Europe; and continuing to attract talent in a complex, changing environment".

At the moment, the highly competitive process triggered by the most recent call for applications for funding through the MINECO's Networks and Operators programme has resulted in UPF obtaining over €160,000 "to develop a participation promotion strategy and support project proposals geared to Horizon 2020", reports Martín.

 

SUMMARY OF THE UPF'S RESULTS IN THE FRAMEWORK PROGRAMMES

UPF'S RESULTS IN FP6 AND FP7
  PROPOSALS SUBMITTED PROJECTS FINANCED SUCCESS RATE FUNDING OBTAINED
FP6 270 41 15,19% €10.845.400
FP7 676 145 21,44% €75.259.741
 
PROJECTS BY FP7 SPECIFIC PROGRAMME
SPECIFIC PROGRAMME NUMBER OF PROJECTS FUNDING OBTAINED
Capacities 15 €3.584.648
Cooperation 65 €26.735.247
Ideas-ERC 19 €34.120.035
People 46 €10.819.811
 
PROJECTS BY UPF AREA
AREA NUMBER FUNDING
Health and life sciences 27 €13.553.440
Social and human sciencies 39 €15.707.284
Communication and IT 78 €43.805.841
Institutional (COFUND) 1 €2.193.175
Total 145 €75.259.741
 
TOTAL FUNDS OBTAINED BY SOURCE (IN MILLIONS)
TYPE OF BODY 2009 2010 2011 2012 2013
Catalan administration 9.790 9.984 8.248 6.785 6.345
Spanish administration 16.899 12.831 11.921 8.861 5.107
European administration 7.494 11.035 12.076 12.063 18.544
Businesses and institutions 9.460 3.984 5.851 4.833 3.949
Total 43.642 37.834 38.097 32.543 33.946
 

Attracting talent: a priority

UPFellows is a project that the University has established to help attract talent and foster mobility in circumstances marked by fierce competition and cuts in resources. It boasts a budget of over €5 million, having received more than €2 million from FP7's People programme plus further funding from a pair of complementary sources, the 'La Caixa' Foundation and the MINECO's National R&D&I Plan. It offers career opportunities for postdoctoral researchers of any nationality who have internationally proven levels of excellence and the potential to become world leaders in their respective fields.

That applies, for example, to Mikhalis Markakis, who holds a PhD from the Massachusetts Institute of Technology and has recently joined UPF's Department of Economics and Business. "The programme is really appealing as it offers very good conditions for carrying out quality research", he says.

Launched in May 2013, UPFellows offers 24 grants through 3-year contracts (renewable subject to satisfactory performance in assessments), funding for each researcher's work, and complementary support services.

 

FOUR OF UPF'S FP7 PROJECTS

LEAP


The LEAP (Learning of Archaeology through Presence) project is being led by Laia Pujol, under the supervision of Sandra Montón, an ICREA (Catalan Institution for Research and Advanced Studies) research professor from the Department of Humanities. A beneficiary of the Marie Curie grant programme, LEAP accomplished a rare feat in obtaining 100 points, the highest score possible, in the application process. That is testimony to the quality of Pujol's research, although it also places her under a degree of extra pressure, "as the score will have generated great expectations at different levels and meeting them won't be easy", she remarks.

LEAP is a multidisciplinary initiative for "proposing a theoretical and methodological framework for the new field of knowledge called virtual archaeology, with a view to improving 3D reconstructions to aid our understanding of the societies of the past", Pujol explains.She is in no doubt as to the direction she wants to take in the future. "I'd like to continue developing and consolidating LEAP's results, and to contribute to Catalonia gaining a firm foothold in virtual heritage's international arena.

 
PRIMATESVs

Tomàs Marquès-Bonet is currently an ICREA researcher and leader of the Comparative Genomics Research Group at the Institute of Evolutionary Biology (established by the Spanish National Research Council and UPF). In 2010, he obtained an ERC Starting Grant to "characterize genomic variation in great apes, such as chimpanzees, gorillas and orangutans, with the aim of contextualizing the genetic variability we see in humans today".

Since then, he has led and participated in various studies that have had a worldwide impact in scientific circles. As the head of an international team that has sequenced the genomes of many individuals from the six great ape species of Africa and Southeast Asia, he published the project's main findings in the Nature journal last year.

"My work clearly falls into the category of basic research, but the studies involved could further knowledge of diseases that only affect human beings", he explains. Recognition in the form of an ERC grant "entails a local change because it lets you bring your conditions into line with those of researchers working in countries where there are funding opportunities, such as the starting packages American universities provide", he states. "When your funding runs out, you have to adapt to your new, modest research conditions, which means disbanding the group you've established", he adds.

 
CompMusic

"The project's aim is to develop technologies for analysing and structuring musical information, particularly recordings and metadata", says Xavier Serra, head of the Music Technology Research Group of the Department of Information and Communication Technologies (DTIC), which received an ERC Advanced Grant in 2010.

CompMusic has a major cultural aspect. "We want new technologies to aid understanding of non-western musical traditions, specifically Hindustani and Carnatic music from northern and southern India respectively, Turkish makam music, Arab-Andalusian music from the Maghreb, and Beijing opera", explains Serra. To that end, his team is developing a web-based platform called Dunya, "via which it'll be possible to explore collections of music from the five traditions we're studying".

Obtaining funding through FP7's Ideas-ERC programme represents "a fantastic opportunity to carry out an ambitious research project bound by very few constraints, and recognition that opens numerous doors to a high-level academic career", affirms Serra. "The distinction has contributed to the recognition of the academic field of music technologies, not just of my particular project", he adds.

 
IMPART

"The film industry has evolved rapidly in the last 25 years, switching from analogue to digital technology, and is now facing an explosion in terms of the volume, variety and complexity of data", says Josep Blat, head of the DTIC's Interactive Technologies Research Group (GTI), which is carrying out the IMPART project. "We're researching and developing smart solutions to make interpreting, integrating and simplifying this vast, diverse quantity of data not only easier but also possible in real time, as well as to extend its creative use."

The GTI is coordinating the project, whose other participants include universities from the Czech Republic, the UK and Greece, as well as leading audiovisual sector firms. According to Blat, "fruitful cooperation between universities and businesses requires the two collectives to share certain objectives". He goes on to declare that "there needs to be an increase in both the quantity and quality of such cooperative arrangements if a country is to have a prominent international role".

While being IMPART's coordinating group involves "major responsibility", Blat points out that "it is tremendously enriching to be participating directly, and in a privileged role, in the transition to digital cinematography". In that regard, "we have to drive and stimulate cooperative research and development to obtain innovative, applicable results that are better than those we'd achieve individually", he remarks.

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