Thesis submission & defence
General information
Submission deadline and calendar
Please check your submission deadline in your Campus Global.
If you submit your thesis any working day before the end of September, you don't need to enroll the new academic year.
Exceptionally, those students who were enrolled on 2019/2020 academmic year and affected by the COVID reasons can benefit from enrolment advantatges for their last enrolment in case of submitting the thesis between October and December. Please contact us for further information.
The submission of the doctoral thesis can be done any working day during the academic year (August and Christmas holidays are excluded)
For guidance, a four-month period is needed from your submission application until you get the UPF PhD School approval for your thesis defence.
Once you'll have the UPF PhD School approval confirmed, you have 6 month period to defend your thesis
Submission format
A doctoral thesis may be submitted in one of the following two formats:
- A classical thesis book, consisting of chapters written in a cohesive way with introduction, objectives, methodology, results, discussion and conclusions chapters. The contents cannot be made out of copying & pasting from other sources, and especially not from other PhD theses. Published articles cannot be directly included using the journal format.
- A set of articles (minimum 2) preceded by an introductory chapter and followed by a discussion and conclusions chapter or chapters. At least 1 article should be as a first author and already published in a peer-reviewed journal. Preprint articles (arXiv or bioRxiv) could be accepted in addition to at least 1 published article in a peer-reviewed journal. Preprints articles cannot substitute the mandatory published article. Manuscripts in preparation will not be accepted as part of the minimum set of articles.
2.1. There cannot be two doctoral theses from two different doctoral students including the same set of articles.
2.2. An article with two or more joint first authors can be used in more than one thesis as long as each PhD student has made a major research contribution on this article. This specific major contribution of each PhD student in the article must be described in the manuscript of the doctoral thesis.
2.3. A doctoral thesis must include one or more original research contributions. Review articles cannot be included as original research contributions, but can be included in the thesis as additional thesis material.
1. Submitting a Doctoral Thesis
1.1. Before Submitting the Doctoral Thesis
Please, check at your Activities Document, that the information you have entered about your Doctoral Thesis and your personal details are correct.
Any changes (title, supervisor or tutor) must be done before submisssion:
1. Personal data change |
Notify any personal change at the PIE point by CAU or mail at |
2. Thesis Title change |
Please fill this online form with your new thesis title: |
3. Supervisor or tutor
|
Application to the Academic Committee of the doctoral programme. Documents required:
Atention! this is an important change that may not be accepted if you apply just before submiting the thesis. Please check 1st the requirements here.
|
4. Confidentiality protection |
To request for a special procedure to ensure confidentiality (When the doctoral thesis includes work in which companies have participated, is subject to a confidentiality agreement or contains information that possible patents may cover) |
5. Positive |
Assured that your last assessment is positive because otherwise you will not be able to submit your thesis. If you have a "Not presented" assessment, please contact with the PhD secretariat and ask for an advanced evaluation in order to be able to submit your thesis. Go to the Academic transcript to check your personal assessment |
1.2. External Expert Reports (only for student that will submit from September 2024)
Before submitting the doctoral thesis, you will need to get 2 expert reports from doctors belonging to external centers (not to the UPF neither to the student main research institution). In order to get these reports, follow these steps:
- Choose with your supervisor 2 experts and send them a digital copy of your thesis
- Ask the experts to fill in and sign this template report
- Your supervisor will be responsible for revising the expert reports and, in case applies, to ask you to incorporate the changes suggested by the experts in your thesis.
Keep in mind that:
- You will need to present these 2 expert reports together with the rest of the thesis submission documents to be able to submit your thesis.
- During the thesis submission process, your supervisor will have to inform the Academic Commission if the changes suggested by the experts have been incorporated in your thesis or not (he/she will have to explain it in the thesis submission document ‘Supervisor Report’).
- These 2 experts can be part of your tribunal committee members in your thesis defense.
- Be aware that your committee members will receive a copy of these 2 expert reports so they can might ask you about their content during the defense.
1.3. How to submit a Doctoral Thesis
- Please make an appointment with the PhD Programme in Biomedicine Secretariat by email: [email protected] to submit the Doctoral Thesis.
- Once you'll have your appointemnt scheduled, the PhD secretariat will send you a personalDrive Folder Link where you shoudl upload all the required thesis submission documents.
- Bring to the PhD PRBB office 300.04, 3rd floor; 1 printed book-copy of the doctoral thesis for the UPF library. Together with the original hand signed "Declaration by the author of the thesis" document (see point 6).
All documents must be submitted at the same time and duly filled in and signed:
Doctoral Thesis Copies: |
||
---|---|---|
1. |
A book-copy of the doctoral thesis for the UPF |
See compulsory format requirements IMPORTANT! please indicate the University name and program departement:
Department of Medicine and Life Sciences Departament de Medicina i Ciències de la Vida Departamento de Medicina y Ciencias de la Vida on your thesis. Without this information the deposit will not be considered valid.
The UPF thesis copy book must come with the UPF official cover, Apply for it here: Ask for the UPF official Cover |
2. |
Five copies of the doctoral thesis for the thesis committee members |
You can choose between:
Important:
The university can only offer the public service of sending by post (not certified or urgent) and we cannot guarantee the result. For this reason, if you use it, you need to ensure that all members of the panel receive a copy of your thesis electronically as well. |
Documents to upload on your Personal Drive Folder: |
||
3. |
Doctoral thesis submission form |
Thesis submission form (pdf) |
4. |
The PhD supervisor report |
PhD supervisor report template (The report should highlight which has been the original major research contribution of the doctoral thesis as well as contain the specific approval of the thesis supervisor confirming that the thesis has the appropriate quality for its presentation ) * In case you have a UPF tutor (different from your thesis supervisor) you also need to present a letter confirming your tutor agreement with your thesis submission. |
5. |
The doctoral thesis Committee |
Committee proposal form (pdf) The composition of the court must respect gender parity.
The thesis committee must be composed of:
It is recommended that the secretary of the board should belong to UPF or to a research institution at the PRBB Keep in mind that: ( contact us before deciding the members of your board in order to confirm that you’ll be able to afford the necessary tribunal expenses) |
6. |
Declaration by the author of the thesis |
Please upload a copy of this document on your Personal Drive Folder and bring the original hand signed document to the PhD secretariat together with the printed thesis book for the Upf Library. |
7. | A electronic copy of the doctoral thesis: |
|
8. | Short explanation, a Word document with: |
|
9. | Keywords list, a Word document with: |
|
10. | 2 Experts report |
|
Other requirements: |
||
11. |
Check if you have the requirements to apply for a Doctoral Mention: |
and submid the following documents together with your thesis submimssion application to apply for it: 2 international expert reports. Use this template (instead of the one's detailed at point 10) 1 copy of your Research Stay certificate detailing dates and task done 1 copy of your Actvities Document transcipt including 29-Research Stay previously validated by your thesis supervisor.
|
* Please take a few minutes to fill out this survey concerning your experience. Thank you.
1.4 International Mention in the Doctoral Diploma
Description: |
The International mention in the doctoral diploma is an honoraryqualification given in addition to the doctoral diploma. The diploma can include on its obverse the mention of "International Doctor" in case that the following requirements are met: |
---|---|
Requirements |
a) That during the training period required to obtain the qualification of doctor, you have undertaken a minimum stage of three months outside Spain at a renowned higher education institution or research centre, studying or doing research work. The stage and activities must be approved by the supervisor and authorized by the academic committee, and they must be included in the student's Activities Document. b) That part of the thesis (at least the summary and conclusions) has been written and is presented in one of the usual languages for scientific communication in your field of knowledge, other than any of the official languages in Spain. This regulation is not applicable when the stages, reports and experts come from a Spanish-speaking country. c) That at least two expert doctors belonging to a non-Spanish higher education institution or research institute have issued reports on the thesis. This reports can be the same used for your thesis submission. d) That at least one expert with a doctorate belonging to a non-Spanish higher education institution or research centre, other than the person responsible for the stage referred to in paragraph a), has been a member of the thesis assessment board.
NOTE: the internship may be carried out either in a single period or distributed in different periods; however, the receiving institution must be always the same. |
Procedure: |
Fill in the "International Mention in the Doctoral Diploma" option (at the end of the thesis submission form. IMPORTANT: you must apply for the "International Doctor mention" at latest the same day of your thesis submission application. |
Decision : |
The Doctoral School's Steering Committee will decide whether to grant or deny the International Mention in the Doctoral Diploma The doctoral programme secretary will notify you of the decision |
Regulations: |
2. Doctoral Thesis Defence
2.1. Organise your thesis defence
Once the notification email with the Doctoral Thesis Defence Authorization and Approval of the Thesis Committee are received you can start organising your thesis defence following these steps. Please note that the date will not be fixed until you recive our confirmation.
PhD student’s duties |
How to do it |
---|---|
1. Suggest a datewith your supervisor and tribunal members |
Please note that:
|
2. Fill out this online formto let us know your defense details
|
We will care from the PhD secretaria to book a room for your defence. By default all PhD students must defend their thesis at the UPF Campus del Mar rooms. You will receive an answer through CAU with this information:
|
3.Organise a defence test
|
Thesis defenses are held by defauld in the UPF spaces (Dr Aiguader 80, building). The UPF IT technician services will ask you to schedule a meeting before the defence to explain to you the technical requirements for the Zoom app and to solve any doubts you may have. Essencial Issues to keep in mind: PRELIMINARY TEST: Please schedule a date to take a preliminary test to ensure familiarization with the space and equipment of the room where you will defend. THESIS DEFENSE ROOM :
SNACK SPACE: Also, remember to reserve a specific space for the after-session snack in case you wish to do so.
|
4. Complete the TESEO filefor the Spanish Ministry of Education, Culture and Sport |
Together with your defense autorization, the UPF PhD School will send you a detailed mail with indications to fill the TESEO before your thesis defense. |
5. Pay the Doctoral Thesis Defence fee |
You will receive by mail a few days before your thesis defence a document to pay the Dissertation fee. You can make the payment on line. |
6. Travel organization for your main tribunal members: |
We can offer a limited budget to help you on covering the travel expenses of the main members of the board. For that reason we recommend that you contact us before deciding the members of your board in order to confirm that you’ll be able to afford the necessary tribunal expenses. Once invited, we understand that a trip, taxi or lodging needed by a main member of the board cannot be left unattended. Alternatively, the university offers you the chance to attend the defense electronically. This makes management more affordable and environmentally friendly. |
2.2. Doctoral Thesis Defence Proceedings
-
The thesi defence is a public event so an audience can attend. There are no specific rules concerning the length of the thesis defence at UPF. In general, the event takes from 1 1/2 to 3 hours in total and the doctoral student defends his/her thesis during 45 minutes approximately.
-
The chairperson of the committee leads the thesis defence proceedings. The proceedings must consist of the doctoral student's exposé of the research work carried out, the methodology used, the contents and conclusions, with special reference to its original contributions. The members of the committee may ask the doctoral student any questions they deem appropriate. Likewise, the doctors present at the public defence proceedings may ask questions at the time and in the manner stipulated by the chairperson of the panel.
-
The president is also responsible for asking all attendees in the room (virtual or face-to-face) to leave temporarily so that the court can make the deliberation. The attendance to the deliberation session is exclusive for the members of the committee.
-
When the defence is completed, the members of the committee grade the thesis Fail, Pass, Good or Excellent. In case of obtaining an Excellent, they may also propose the thesis for a "cum laude mention" and for being a cadidate of the extraordinary award for its academic year. Both mentions shall be decided by secret ballot of the members of the committe and the student must obtain a unanimous positive vote to achieve each mention. For that reason at the end of the defense the committee cannot make public the maximum grade obtained.
-
At the end of the defence we would need to receive all the required documents, previously received by mail. You can sign with your digital signature / IdCAT or print, sign and scan the documents (in this case, we ask you to send the original copies by post, too. UPF Phd Program. PRBB building. C/Doctor Aiguader, 88. 08003, Barcelona. Spain). We'll appreciate receiving by email the scanned copy of the documents signed after the defence (PhD in Biomedicine <[email protected]>). At latest the day after the thesis defence.
Official documents
The secretary of the committee should supervise and collect all the official documents of the Doctoral Thesis Defence, and hand them in to the PhD Programme Secretariat after the defence (PRBB, 3rd floor, office 300.04)
Documents to fill out on the defence day |
Data to be reported |
Signed by |
Who will provide these documents? |
---|---|---|---|
Doctoral Thesis Reading |
|
The 3 committee members |
The PhD Programme Secretariat will prepare all the required documents in advance and will leave them in a folder at the Doctoral Thesis Defence room. |
TESEO Document |
|
The committee Secretary |
|
Doctoral Thesis Report |
|
Each member must sign her/his report |
|
Cum Laude Secret Ballot & Extraordinary Award Secret Ballot |
|
More information about the PhD Annual Extraordinary Award HERE |
Possible doctoral thesis grades
- Fail
- Pass
- Good
- Excellent.
Only when a doctoral thesis is graded Excellent, the members of the committee may propose a "Cum Laude mention" by secret ballot.
After the defence, the Academic Committee of the Doctoral Progamme is responsible for counting the votes and grading the doctoral thesis Excellent Cum Laude, if the secret ballot is unanimously in favor. The Academic Committee of the Doctoral Programme is also responsible for informing the doctoral student, the thesis supervisor and the members of the committee of the final grade within the week after the defence.
2.3 Travel Expenses for the main tribunal members
If your main tribunal members are travelling to attend the thesis defence please contact us by mail at the following address [email protected]
Please, note that we will not be able to reimburse your travel expenses if you manage transport or/and accommodation by yourself.
We can offer a limited budget on covering the travel expenses of the main members of the board and we do not charge diets. Please confirm the limits with the PhD secretariat and look for an alternative budged in case of extra expenses.
Alternatively, the university offers you the chance to attend the defence electronically. This makes management more affordable and environmentally friendly.
3. After Doctoral Thesis Defence
3.3 European Diploma Supplement (SET)
If you have to send your PhD certificate to a foreign institution, you might also apply for the “European Diploma Supplement (SET)”. This document is included in the cost of the title and it's issued in English. You should ask for it together with your official PhD degree certificate application